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Final Report Executive Summary
Principal Investigators:
Margarita Azmitia University of California, Santa Cruz
Catherine R. Cooper University of California, Santa Cruz
Executive Summary
As students move from elementary to middle school, teachers and parents
expect them to manage schoolwork and chores, consider their future school
and career goals, and reflect on their moral values, all while juggling
active social lives with peers. Many students also participate in activities
offered by community organizations. Surprising little is known about how
students coordinate these family, peer, school, and community worlds,
how others help or impede this coordination, and the impact of such coordination
on school achievement. This project investigated how students, family
members, teachers, peers, and program-based organizations coordinate students'
experiences across these worlds in the transition from elementary to middle
school and childhood to adolescence, a time of academic risk for low-income
Latino and European American students.
We carried out two longitudinal studies. The first study (school-based
sample) followed 68 (36 girls and 36 boys) Latino and 100 (54 girls and
46 boys) European American sixth graders through the transition to middle
school (7th grade). The students were recruited from the elementary
schools that served the highest percentage of Latino and low-income students
in a public school district in a small coastal city in central California.
Sixty-six percent of the Latino students and 19% of the European American
students were low-income, as defined by eligibility for free or reduced
price lunches. Most of the parents and 53% of the Latino students were
immigrants, typically from Mexico. The Latino parents had limited proficiency
in English, but most of the students had achieved proficiency in English
by the end of seventh grade. The second study (program-based sample) followed
Latino students enrolled in an academic outreach program though middle
school and high school. The demographic characteristics of the Latino
students who participated were similar to those of Study 1. Students were
selected into this academic outreach program on the basis of essays and
teacher recommendations. Because this small program only selected a few
students from each school in the county, few of the participants in Study
1 were involved in this program.
Our research drew on two theoretical models that have played a key role
in research on at-risk students in particular and ethnic minority populations
in general. From Ecocultural Theory (e.g., Harkness, Super, &
Keever,1992; Rogoff, 1990; Tharp & Gallimore, 1988, Weisner, 1986;
Whiting, 1980), we adopted the assumptions that communities develop goals,
values, and skills that allow them to adapt to their environments and
establish meaningful lives, and that people acquire these cultural tools
by participating in routine everyday activities, such as classroom lessons,
homework, and housework. Our work primarily addressed the third CREDE
principle, "to contextualize teaching and curriculum within the experiences
and skills of students homes" (Tharp, 1997). We extended this principle
to include the peer and community worlds.
The Bridging Multiple Worlds Model (Phelan et al. 1991, Cooper,
1998) builds on Ecocultural theory and incorporates the concept of world,
contexts in peoples lives (e.g., family, peer, school, community
organization) that organize activities as well as require coordination.
Coopers adaptation of Phelan et al.s Bridging Multiple
Worlds model also highlights developmental aspects of these contexts,
such as noting how these contexts change from childhood to adolescence
to adulthood and how youth learn to navigate and negotiate across worlds.
The difficulties of contextualizing at-risk students navigation
and negotiation between worlds, and specifying the linkages and non-linkages
between worlds, have been highlighted in Ogbus (1991) model and
more broadly, the cultural discontinuities framework (Cazden, 1988; Heath,
1989; Tharp & Yamauchi, 1994), which shows how differences in the
activities, interaction scripts, values, and goals of students worlds
can impact academic performance and future ideation negatively. While
our work sought to contribute to this research by identifying discontinuities
between students worlds in adolescence (to date, most work has focused
on early childhood), we also aimed to contribute by identifying continuities
and linkages between worlds.
Our two longitudinal studies addressed five research questions: (1) What
continuities, discontinuities, and linkages occur across students' family,
peer, school, and community worlds as they move from elementary to junior
high school? Continuities, discontinuities, and linkages can occur at
the level of activities, relationships, interaction scripts and discourse,
and goals and values and can be orchestrated by students, parents, siblings,
teachers, and peers as well as school and community program personnel.
(2) What resources and difficulties do students and parents encounter
in navigating and negotiating these four worlds? (3) How are students'
experiences linking their worlds reflected in their school achievement
and future school, work, and moral goals? (4) How can students develop
relationships across ethnic and income groups that help them coordinate
worlds in ways that benefit their academic performance and further their
academic, work, and moral goals? (5) How do peers and siblings in program-based
activities become resources in students' schoolwork and goals?
Research Design
School-based study: The students and families who participated
in this two-year longitudinal study were recruited during the fall of
sixth grade and followed through the spring of seventh grade. Students
were observed in the classroom during math and English lessons during
the spring of sixth grade. Their teachers ranked the students in their
classrooms on their math and English performance and provided ratings
of their behavior and their parents involvement in school. Parents
and students were interviewed at home about the home, school, and peer
activities, family, teacher, and peer guidance, and academic, career,
and moral goals and pathways. Students also completed a more in-depth
interview about friends at their school during the spring of each year
of the study. At the end of each school year, we gathered students
grades and achievement test performance.
Program-based study: Students who participated in this ongoing
research partnership entered the program at 6th grade through
their schools, who were working with the community college outreach program.
Data were gathered beginning with the cohort entering the program in 1996.
Our data base now includes 500 youth.
Conclusions and Implications
We found significant overlap in the activities, values, and goals in
students family, school, peer, and community program worlds. In
both studies families played a key role in supporting students present
and future academic, career, and moral pathways. Importantly, Latino parents
aspirations for their children did not dim over the transition to middle
school, a time that poses many challenges for at-risk students and their
families. We found several continuities between the family and school
worlds, most notably that parents, teachers, and students held college-based
aspirations and parents, siblings, and teachers provided assistance with
homework and other school-related activities. However, Latino parents
lacked information about U.S. schools and how to guide their children
towards college. An implication of these findings is that intervention
programs for Latino and other immigrant families should provide information
about U.S. schools and college pathways so that they can help their children
attain their high aspirations. We also found discontinuities between home
and school. For example, parents in both ethnic groups defined being on
"the good path of life" as primarily being a good person with
good moral values and behavior, with academic success playing only a minor
role; in schools, being on the good path is primarily defined in terms
of academic performance and goals.
Older siblings played both positive and negative roles in students
lives. In both studies, siblings provided guidance with homework, the
future, and personal problems and worries. Sibling assistance with homework
was correlated with students grades in Study 1 and older siblings
played a key role in recruiting students into the community-based program
in Study 2. However, parents reported that older siblings, and especially
boys, who were disengaged from school and on the "bad path of life"
modeled negative behaviors for the students and put them in contact with
a peer group their parents and teachers did not approve of.
For the most part, students reported that their peer world encouraged
academics, a continuity with home and school worlds. Parents also perceived
their childrens friends as supporting academics, although like teachers,
they viewed the larger peer world as providing pressure against school
success, particularly for Latino boys. The longitudinal component of Study
2, which followed the program "regulars" from middle school
into high school, showed that over time, peers increased as resources
for homework, particularly for students who had exceeded their families
educational level (but parents, and especially mothers, still were the
primary resource for future orientation). However, peers, and particularly
those who did not attend the outreach program, also increasingly became
challenges in students academic pathways.
An important goal of our study was to identify linkages between students
worlds and their academic performance and goals. We found that family
talk about the future and problems/worries, family and teacher assistance
with homework, and peer encouragement of school were positively correlated
with students math and English grades. Participants in the school-based
sample indicated that they seldom discussed their academic and career
goals with their teachers, although most believed that their teachers
wanted them to succeed. In the program-based sample, teachers became increasingly
engaged in helping students plan their futures as they developed a partnership
with the outreach program. For example, the application essay became a
standard homework assignment and teachers participated in the selection
of students for the program. Taken together, our findings paint a more
positive picture of the school world of at-risk students than has been
presented in the past. Yet, we did find that teachers underestimated Latino
families involvement in school and that some Latino families, and
especially those in which the target student was a boy, reported high
levels of discrimination from teachers and other school personnel.
In Study 1 most parents reported that their children were on the good
path of life, although many, and especially Latino students, were already
experiencing academic difficulties in sixth grade. No Latino students
were enrolled in pre-algebra (advanced math) in seventh grade. Study 2
showed that in the context of a community-based outreach program, students
can get back on a college-preparatory math track. This study, which followed
students into high school, revealed that by ninth grade, more than half
the students had taken and passed Algebra, a key step to eligibility for
four-year colleges and universities. Of the remaining students, each was
eligible for community college, where Algebra 1 is the only math required
for an Associate Arts degree. Students math pathways diverged early:
students who passed Algebra 1 at ninth grade had made higher grades in
sixth grade than students who failed Algebra or took remedial classes
(that is, they were on the consistently high pathway), while others
declined. But some students moved back on track after challenging
personal events and others increased from remedial math to Algebra,
sometimes retaking Algebra before more advanced classes. Others persisted
with low grades or remedial work, and sometimes took Algebra 1 in community
college. These findings go beyond group differences in school achievement
towards understanding variation and change within groups as well as similarities
across them. Tracing more than one pathway to more than one kind of college
helps build inclusive opportunities for college and college-based careers.
An important implication of these findings is that academic outreach or
enrichment programs need to begin in the late elementary school years,
when students academic pathways begin to diverge.
In the future, we will continue to assess the school, family, peer, and
community worlds of students who are on positive and negative pathways
to college and life. In addition to highlighting the positive role of
European American and Latino students families in their schooling
and future pathways, our research emphasizes the need for students
families, schools, and community-based programs to orchestrate students
negotiation and navigation of these worlds and establish linkages across
worlds in ways that promote academic and moral development.
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