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Final Report: Project 3.5 Annual Surveys
Principal Investigator: Patricia Gándara, UC Davis Project Period: July 1997 to June 2001 Purpose of the Research: Peer groups play an important role in the academic achievement of adolescents. They form a critical part of the environment of schools, and they create and maintain a culture separate from the home and adult community in which adolescents are raised. Many young people spend more time with peers than with parents or other family members. Peers can exert extraordinary influence over each other, including the formation and support of personal goals and academic aspirations. Although we know that there are vast differences among ethnic groups with respect to academic aspirations, attitudes toward school, and preparation for post-secondary education, the great bulk of the research on peer influence and academic aspirations is based on homogeneous groups of white, middle class youth. Even where studies have included diverse populations, they often fail to do analyses by ethnicity, gender, and age. Moreover, the small body of research that describes the aspirations of ethnically diverse youth is based almost exclusively on surveys that capture point-in-time data. This study examines how adolescents from different ethnic groups form their expectations about schooling and their post-secondary aspirations during the four years of high school, with a focus on how peers and families help to shape these attitudes and aspirations. It looks at students from both urban and rural contexts, and it uses ethnographic, survey, and interview/focus group data to provide a textured picture of the development of post-secondary aspirations of African American, Southeast Asian, Latino, and European American youth over time. We look at the differences among groups by age, gender, and urbanicity, and we find that there are important and interesting differences among these groups about which education policy makers should be acutely aware if they hope to create interventions that may help these students to be more successful in school. Research Design Sites This study follows the class of 2001 from the time the students began high school in 1997 until the class graduated in 2001 in two large schools --an urban school located in Sacramento, California, and a rural school located in Dixon, California. While these schools are only about one half hour in driving distance apart, they quite literally exist in two separate worlds. The urban school has about 2,000 students, with an almost equal balance of European American, Latino, SE Asian, and African American students. It struggles with all of the typical problems of a low income, inner city high school-- transient students, faculty, and staff, inadequate facilities and materials, many alienated youth, and families with inadequate resources to help prepare them for postsecondary education and careers. Drugs, alcohol consumption, and violence are chronic issues at the school. The rural school, with about 1100 students of whom approximately 60 percent are European American and 40 percent are Latino, looks like a place out of the 1950s. The campus is clean, quiet, and orderly. There are few serious behavior problems at the school and the faculty turnover is about half of what it is at the urban school. But, these appearances obscure some very difficult issues beneath the surface, and the lives and futures of the students differ markedly by ethnicity and gender. Data Collection Methods The research team An important aspect of the data collection methods is that they are woven into an ongoing relationship with the schools. The team of researchers complement and nurture each other. The data collection team is as follows: PI: Gándara 2 Graduate Student Researchers: One Latina, One African American 4- 6 Undergraduate Research Assistants, Diverse, representing students in the schools 12 High School Student Coordinators: Diverse, representing students in the schools
The diversity of the research team, and their increasing closeness to the age and experience of the high school students, as one moves down the structure of the team, is a unique asset to the study. It has provided access and insights into student experiences that would not have been available otherwise. The graduate student researchers oversee the data collection, the undergraduate researchers help conduct the data collection, and the high school students coordinate activities at the schools sites and encourage the participation of students. All meet on a regular basis to review and analyze data, each contributing his or her particular perspective on issues. Methods Both quantitative and qualitative data inform this study, and data collection has been intensive. In the first year of the study, we spent at least one per week observing at the schools, in the classrooms, in the offices, on the campus, and interviewing all of the key staff members to gain a picture of the school, how it operated, how students grouped themselves, what was important to them. We were able to build ethnographic profiles of the schools on the basis of these observations and interviews. We also collected annual "report card" data on the schools. An annual survey was administered at the beginning of each school year to all members of the class of 2001 in both schools that covers a set of questions that for which we have sought markers over time, and which is augmented and adapted each year to reflect the new stage of the students. For example, as students moved into the age of driving and working, new questions were added to tap students' experiences with these issues. Also, analysis of data and ongoing attention to the literature has resulted in the addition and modification of some items over time. Students were administered, anonymously and voluntarily, the annual survey in their English classes. Because the coordination for this effort was intensive, and because teachers were reluctant to relinquish their teaching time, we were only able to survey in each class once. Students who were absent on those days were not surveyed. After survey data were analyzed, the team decided which questions arose out of the survey data that can be illuminated in focus group format. For example, we wanted to know why Latinas and Asian females expressed concern about a lot of pressure to engage in sex, but African American girls did not. We wondered why Latino and African American males reported such good relationships with their parents, but also had the worst school records of all groups. Focus groups allowed us to explore these issues with students and make sense of the survey data. A subsample of 120 students (80 from the urban school and 40 from the rural school) were selected on the basis of ethnicity, gender, and achievement level to provide us with an intensive sample that we could monitor closely over the four years. These students comprised the focus groups, and we collected grade data and exit survey data for them as well. Focus group sessions were scheduled 3 or 4 times each year. Students were invited to come to lunch (pizza and sodas provided) and meet with a graduate student and undergraduate student group leader, usually who represented both the gender and ethnicity of the group. (Groups were divided by gender and ethnicity because of our experience with students being more frank in such settings.) Sessions were taped and transcribed. We interviewed the parents of the focus group sample twice during the study by telephone --once at mid-study and once at the end, to gain their perspectives on parenting adolescents and preparing them for postsecondary opportunities. This was the most difficult data to collect and students from the same language groups as the parents did the interviews. It took several months to complete this data collection each time. This provided parental perspectives from the four different ethnic groups. Data were collected from all teachers in the schools on their homework practices and views of the students' work efforts. An important aspect of the study was our commitment to share information with parents and schools by conducting workshops for both parents and faculty on attitudes, values, and aspirations of diverse youth. We offered these in both English and Spanish, and we also used these workshops as opportunities to get feedback from faculty and parents about our emerging findings. This provided a source of triangulation for our research efforts. Instruments Instruments developed for this study included (and are attached):
Sample The sample in the first year consisted of 473 students from the four ethnic groups; 207 European American students, 94 from the urban school, and 113 from the rural school; 112 Latino students, 67 from the urban school and 45 from the rural school; 70 African Americans, all from the urban school, and 84 Southeast Asian students, all from the urban school. 52% of the sample was female. Because of student attrition, the 12th grade sample consisted of 287 students, an attrition of about 40%, which is fairly typical for diverse, low income schools in California. The 12 grade sample consisted of 137 European American students, 50 urban and 87 rural; 82 Latino students, 39 urban, 43 rural; 30 urban African Americans, and 38 urban SE Asians. 51% of the 12th grade sample was female. The focus groups sample began with 120 and ended with 93. Some students were replaced up to the 11th grade in order to keep the sample size up. Unique Features of the Study We think it is important to call attention to a couple features of this study that were unique and yielded collateral benefits that are normally not found in research studies in education. First, our team of researchers was composed of multi-layers of personnel from faculty to high school students. There were particular benefits to the undergraduate and high school students that we do not think are common. Each year we selected a group of 4 - 6 diverse undergraduates to work on the project (in some cases, we were able to hold onto students for more than one year, and in one case, a student went away to study abroad, and came back and rejoined us.) We have maintained strong relationships with many of these students and continued to advise them as they continued their studies into graduate and credential programs. Several students told us that they decided to become teachers as a result of their work on the project. At least four of our students have gone on to teaching or counseling credential programs. Others have gone on to graduate school. Since these students are very diverse--about 75% are Latino, African American or Southeast Asian--we think the project has made an important contribution to the local graduate school and teacher credential pipeline. And, we have been able to provide ongoing guidance for these students. The inclusion of high school students also provided important leadership opportunities for these students that led to a greater interest in higher education. The second unique feature was the inclusion of parent and faculty workshops in the design of the study, and in campus visits for the students in the intensive sample. We held several of these at the schools, and at retreats held by the schools. They were extremely well-received, and on the evaluation form that teachers were asked to fill out after their mountain retreat, they marked our workshop as the most useful and interesting of the events that were planned. Parents became very engaged in the material that we presented, and were helpful to us in sorting out the information we had gathered on students. These workshops with parents were wonderful opportunities for us to get important perspectives that would otherwise be missing from the research. Finally, students were brought from the high school campuses to spend a day at the college campus and discussion groups and opportunities to attend some classes were provided to help motivate and orient them to college lifestyle. Findings and Implications The study began with four major questions, which were refined and modified as the study evolved. These were:
As the study has developed, we have refined our questions and shifted our focus to reflect the reality of what we are finding in the schools and the limitations of our data. Below, I answer the initial questions that we posed, but many of the more interesting findings evolved from questions we pursued outside of the initial areas of inquiry, and these are discussed briefly at the end of this section, but are covered in greater depth in the attached published papers, and in papers that are now in development. 1) "What factors affect the formation and change of friendship groups?" The first question we posed"What factors affect the formation and change of friendship groups?"was explored from a number of perspectives, including the role of musical tastes in choosing friends, and the role of school cliques in this process. Our data suggest that students gravitate towards others who they perceive to share similar tastes and dispositions to school and social life, but they do not so much select their friendship groups as make themselves available for selection by signaling their interests through dress, music, extracurricular activities, ethnic affiliation, and overtly expressed attitudes toward school and school activities. We found that friendship groups responded to developmental trends and reflected the ethnicity of the students. All groups tend to choose their friends from among their own ethnic group, and this is fairly stable over time, although European Americans are the most likely to report that they choose friends from outside their own group. In the early years of high school friendship groups did not change very much, and students tended to remain with friends they had made before coming to high school. As their high school careers progressed, friendship groups tended to become larger, and individual friendships somewhat less intense, admitting a larger group of students. Changes that did occur tended be the result of students finding they were going in different directions --most typically, those students who decided they wanted to do well in school tended to shed relationships that they perceived were holding them back. Asian students demonstrated the least change in friendship groups and were more likely than other students to maintain strong bonds with the same students over time. Curriculum tracking certainly played a role in friendship group formation, as did issues of language. For example, the rural school was much more strictly tracked, with many Latino students being placed in vocational and general education or ESL tracks where they spent most of their days with only Latino students. Thus, it was not surprising that friendships groups tended to even more ethnically segregated in this school than in the urban school where there was somewhat less tracking, and more diversity. 2) Across ethnic groups, in what ways do peers influence, support, or undermine academic goals of friends? We were somewhat surprised to find that very few students admit to talking about future plans or even very much school-related information with friends. We thought this would change once students were in the 12th grade and high school graduation was imminent, but it did not. Most students claimed to be vaguely aware of their friends' post high school plans, but up till Spring of 2001, a great deal of time was not dedicated to this discussion within most friendship groups. Higher achieving students, and Asians, were much more likely to discuss these matters with friends. Conversation among friends usually does not center around school or how one does in school. Students know how their friends are doing through casual references and general information, but rarely broach the topic of achievement or future plans up to this point. Students do mention the pep talks they give to friends who may be running the risk of drop out or failure, and confide that when they are performing poorly, they usually have a friend who will caution them as well. However, students tend to have close friends who perform very similarly to them, and so it is difficult for most friends to counsel against what they are doing. Students do not admit to overt messages from others to not perform well in school. Those few students in the sample who are high performers tend to be less connected to the informal social life of the school and have very highly scheduled time in order to get high grades. Very few Latino or African American students in either of these schools are high achievers and they maintain a certain independence from most other students. The impact of peers on school achievement appears to occur via the culture of the individual groups, most of which do not place schooling at the center, and through the normative or reference groups by which students measure themselves. We go into much more detailed discussion of this in our paper, The Changing Shape of Aspirations . Most students group cultures are composed of features that have little to do with schooling hanging out, sports, music. Students have a generalized perception of what their friends values are and they peg their own performance accordingly. Since most of the students in these two schools are not high achievers, their own moderate to low achievement is seen as standard for their context. Unfortunately, their achievement behaviors do not match their developing aspirations. Interestingly, Asian students perceived their friends as being concerned with doing well in school and wanting to sustain this image, although they claimed to not want their friends to think of them as being a good student themselves! 3) What determines the relative importance of multiple peer groups? This is a question that did not have much of an answer until the 12th grade data came in and then it provided us with powerful insights into the role of peers. As we began to study our data, we found that students had multiple peer groups both inside and outside of school. These were comprised of close friends, cliques, crowds, and reference groups. Students began to expand both the size and number of groups to which they belonged as they traveled through high school. The importance of these groups as influences on students' behavior also appeared to shift from close friends to the broader normative group as students got older and increased their experiences. Development appears to play a pivotal role in the importance of different peer groups, as well as new experiences, and to some extent ethnicity. Latinos were less likely to report the shift to the normative peer group, and rural students were more likely to report influence from the reference group than were urban students. European Americans were much more likely to report that they were influenced by the media --especially viewing other kids like themselves--than was any other ethnic group. 4) How do school and community context and family background mediate the influence of peers, and vice versa? Our findings here are lengthy and quite developmental in nature. Developmental Trends:
Gender Differences
Urban rural trends
Overall (Ethnic)Trends
Implications of the Research There are several major implications of this research that contradict the existing literature:
Key Products (attached in Appendix)
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©2002 Center for Research on Education, Diversity & Excellence. All rights reserved.
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